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Bank Regulations List and Links

Welcome to the Compliance Cohort’s Banking Regulations List and Links page. This page is available to our free members as well as the general public. If you are new to the Compliance Cohort, take a look at free membership, as members get access to free compliance training videos and articles.

As compliance professionals ourselves, we have found that one of the greatest challenges compliance officers often face is being able to find a comprehensive list of bank regulations. In the “old” days, compliance officers were able to purchase and receive paper versions of applicable bank regulations - which were much smaller and simpler than they are today. Therefore, we have compiled a list of bank regulations and provided applicable links below. We hope that you find this page as beneficial as we do.

Consumer Financial Protection Bureau (CFPB) Bank Regulations

• Part 1002 - Regulation B [Equal Credit Opportunity Act (ECOA)]

• Part 1003 - Regulation C [Home Mortgage Disclosure Act (HMDA)]

• Part 1004 - Regulation D [Alternative Mortgage Transaction Parity]

• Part 1005 - Regulation E [Electronic Funds Transfer Act (EFT)]

• Part 1006 - Regulation F [Fair Debt Collection Practices Act (FDCPA)]

• Part 1007 - Regulation G [S.A.F.E. Act & Residential Mortgage Loan Originators]

• Part 1008 - Regulation H [S.A.F.E. Act - State Compliance & Bureau Registration System]

• Part 1009 - Regulation I [Disclosure Requirements - Depository Institutions Lacking FDIC Insurance]

• Part 1010 - Regulation J [Land Registration]

• Part 1011 - Regulation K [Purchasers’ Revocation Rights, Sales Practices and Standards]

• Part 1012 - Regulation L [Special Rules of Practice]

• Part 1013 - Regulation M [Consumer Leasing]

• Part 1014 - Regulation N [Mortgage Acts and Practices - Advertising]

• Part 1015 - Regulation O [Mortgage Assistance Relief Services]

• Part 1016 - Regulation P [Privacy of Consumer Financial Information]

• Part 1022 - Regulation V [Fair Credit Reporting (FCRA)]

• Part 1024 - Regulation X [Real Estate Settlement Procedures Act (RESPA)]

• Part 1026 - Regulation Z [Truth in Lending Act (TILA)]

• Part 1030 - Regulation DD [Truth in Saving Act (TISA)]

• Part 1041 - Payday Lending Rule [Payday, Vehicle Title, and Certain High-Cost Installment Loans

• Unfair, Deceptive, or Abusive Acts or Practices (UDAAP Exam Manual)

Federal Deposit Insurance Corporation (FDIC) Banking Regulations

• FDIC Laws, Regulations, & Related Acts

• FDIC Financial Institution Letters (FILs)

• FDIC Compliance Exam Manual

• Part 1000 Section 20 - Participation in Lotteries and Related Activities

• Part 323 - Appraisals

• Part 326 - Minimum Security Devices and Procedures and Bank Secrecy Act Compliance

• Part 328 - Advertisement of Membership

• Part 337 - Unsafe and Unsound Banking Practices

• Part 339 - Loans in Areas Having Special Flood Hazards

• Part 343 - Consumer Protection in Sales of Insurance

• Part 345 - Community Reinvestment

• Part 362 - Activities of Insured State Banks and Insured Savings Associations

• Part 363 - Annual Independent Audits and Reporting Requirements

• Part 364 - Standards for Safety and Soundness

• Part 365 - Real Estate Lending Standards

Federal Emergency Management Agency (FEMA) Banking Regulations

• National Flood Insurance Program (NFIP) Compliance Tools

• Flood FAQs - Interagency Questions and Answers Regarding Flood Insurance

• Flood Insurance Manual

• National Flood Insurance Program Laws & Regulations

Federal Financial Institutions Examination Council (FFIEC) Banking Regulations

• FFIEC

• FFIEC HMDA Tools

• FFIEC IT Exam Handbook Infobase

• FFIEC BSA/AML InfoBase

Federal Reserve Board (FRB) Banking Regulations

• Federal Reserve Regulations Listing

• Federal Reserve Supervision Manuals

• Part 201 - Regulation A [Extensions of Credit By Federal Reserve Banks]

• Part 204 - Regulation D [Reserve Requirements of Depository Institutions]

• Part 206 - Regulation F [Limitations on Interbank Liabilities]

• Part 207 - Regulation G [Disclosure and Reporting of CRE-Related Agreements]

• Part 208 - Regulation H [Membership of State Banking Institutions in the Federal Reserve System]

• Part 209 - Regulation I [Issue and Cancellation of Federal Reserve Bank Capital Stock]

• Part 210 - Regulation J [Collection of Checks/Other Items by FRB Banks & Fund Transfers by Fedwire]

• Part 211 - Regulation K [International Banking Operations]

• Part 212 - Regulation L [Management Official Interlocks]

• Part 215 - Regulation O [Loans to Executive Officers, Directors and Principal Shareholders of Member Banks]

• Part 218 - Regulation R [Exceptions for Banks from the Definition of Broker]

• Part 219 - Regulation S [Reimbursement for Providing Financial Records; Recordkeeping Requirements]

• Part 221 - Regulation U [Credit by Bankers - Purchasing or Carrying Margin Stock]

• Part 223 - Regulation W [Transactions Between Member Banks and Their Affiliates]

• Part 224 - Regulation X [Borrowers of Securities Credit]

• Part 225 - Regulation Y [Bank Holding Companies and Change in Bank Control]

• Part 228 - Regulation BB [Community Reinvestment Act (CRA)]

• Part 229 - Regulation CC [Availability of Funds and Collection of Checks]

• Part 232 - Regulation FF [Obtaining and Using Medical Information in Connection with Credit]

• Part 233 - Regulation GG [Prohibition on Funding of Unlawful Internet Gambling]

• Part 235 - Regulation II [Debit Card Interchange Fees and Routing]

• Part 238 - Regulation LL [Savings and Loan Holding Companies]

• Part 239 - Regulation MM [Mutual Holding Companies]

• Part 242 - Regulation PP [Definitions Relating to Title I of the Dodd-Frank Act]

• Part 243 - Regulation QQ [Resolution Plans]

• Part 244 - Regulation RR [Credit Risk Retention]

• Part 246 - Regulation TT [Supervision and Regulation Assessments of Fees]

• Part 248 - Regulation WW [Liquidity Risk Measurement Standards]

• Part 251 - Regulation XX [Concentration Limit]

• Part 252 - Regulation YY [Enhanced Prudential Standards]

Federal Trade Commission (FTC) Banking Regulations

• E-Sign Act

• Part 600-698 Fair Credit Reporting Act (FCRA)

• Part 1006 - Fair Debt Collection Protection Act (FDCPA)

National Credit Union Administration Banking Regulations

• NCUA Federal Credit Union Act

• NCUA Rules and Regulations

• NCUA Legal Opinions

• NCUA Interpretive Rulings and Policy Statements

Office of the Comptroller of the Currency (OCC) Banking Regulations

• OCC Bulletins

• OCC Comptroller’s Handbook

• Part 2 - Sales of Credit Life Insurance

• Part 14 - Consumer Protection in Sales of Insurance

• Part 21 - Minimum Security Devices and Procedures, SAR & BSA Compliance Program

• Part 22 - Loans in Areas having Special Flood Hazards

• Part 25 - Community Reinvestment Act (CRA)

• Part 32 - Lending Limits

• Part 34 - Real Estate Lending and Appraisals

Department of Justice (DOJ) Banking Regulations

• Servicemembers Civil Relief Act (SCRA)

US Department of the Treasury Banking Regulations

• FinCEN Advisories, Bulletins, & Fact Sheets

• FinCEN Statutes and Regulations

• OFAC

• Part 1010 General Provisions

• Part 1020 Rules for Banks