Welcome to the Fall 2023 Quarterly Compliance Update compliance class! This program has been designed to provide the “need to know” information about regulatory compliance happenings during the third quarter of 2023. The program runs a total of 3 hours 22 minutes and is divided into 6 different videos. In addition to the video portion of the program, the comprehensive manual covers everything discussed in the video.
Here is what you need to do:
STEP 1: Download the manual by clicking here.
STEP 2: Watch the class below. (NOTE: There are a total of 6 videos for this class, so scroll down to find the remaining videos!)
4.5 CRCM, CERP, CAFP credits. ABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. The Fall 2023 Quarterly Compliance Update has been approved for 4.5 CRCM, CERP, CAFP credits. This statement is not an endorsement of this program or its sponsor. Certification holders must report these credits at aba.csod.com.
